Chicago Stock Exchange

Results: 1432



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721Chicago Stock Exchange / Economy of the United States / Financial regulation / Securities Exchange Act / Government / Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

SECURITIES AND EXHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2004-08-20 10:03:52
722Investment / Self-regulatory organizations / Financial regulation / Chicago Stock Exchange / Stock market / United States Securities and Exchange Commission / Securities Exchange Act / Order / Regional stock exchange / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]July 8, 2005 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Th

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Language: English - Date: 2005-07-11 17:26:00
723Securities Exchange Act / National Stock Exchange /  Chicago / Economy of the United States / United States securities law / Chicago Board Options Exchange

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2005-01-14 10:55:22
724Self-regulatory organizations / Finance / Chicago Stock Exchange / Stock market / United States securities law / Economy of the United States / Securities Exchange Act / Over-the-counter / Short / Financial economics / Investment / Business

CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain Charges that are Payable by CHX Specialists that Trade NASDAQ/NM Securities

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Source URL: www.sec.gov

Language: English - Date: 2004-11-01 17:45:18
725Stock market / Financial markets / Chicago Board Options Exchange / Options / Order / Put option / Futures contract / Short / Flash trading / Financial economics / Finance / Investment

SRO CBOE: Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Trading of Complex Orders on the CBOE Hybrid System

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Language: English - Date: 2004-11-18 11:51:59
726Financial system / Financial regulation / Self-regulatory organizations / Economy of the United States / United States securities law / Chicago Stock Exchange / Securities Exchange Act / U.S. Securities and Exchange Commission / National market system plan / Financial markets / Financial economics / Investment

Order Granting Approval to Proposed Rule Change to Amend the CHX Membership Dues and Fees Schedule to Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities

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Language: English - Date: 2004-05-27 12:08:28
727Chicago Stock Exchange / Economy of the United States / Stock market / Securities Exchange Act / Financial regulation / Financial economics / U.S. Securities and Exchange Commission / Security / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing of Proposed Rule Change Relating to Participant Fees and Credits; Rel. No[removed], File No. SR-CHX[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-08-03 16:39:16
728Financial markets / United States securities law / BX / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investment Advisers Act / Chicago Board Options Exchange / Boston Stock Exchange / Short / Economy of the United States / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]June 21, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to

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Language: English - Date: 2013-06-24 13:26:35
729Economy of the United States / United States Securities and Exchange Commission / Securities Exchange Act / Order / Investment / Financial economics / Self-regulatory organizations / Chicago Stock Exchange / Stock market

Order Granting Approval to Proposed Rule Change to Amend Article XX, Rule 37(a)(3) to Eliminate its Requirement that Specialists Guarantee Execution of Limit Orders When Certain...; Rel. No[removed], File No. SR-CHX-200

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Source URL: www.sec.gov

Language: English - Date: 2005-10-24 16:41:21
730United States Securities and Exchange Commission / Economy of the United States / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / United States / Self-regulatory organizations / Chicago Stock Exchange / United States securities law

Microsoft Word[removed]doc

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Language: English - Date: 2007-07-17 17:44:29
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